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上投摩根基金經理追60后老姐姐泄密反虧百萬入獄
2020-01-11 18:08  www.co-realestate.com

时隔半年上投摩根又爆“老鼠仓”,基金经理业绩水平低下,利用职务便利透露内幕消息。本想收获年长10岁的“老姐姐”芳心,一番“骚操作”后不赚反亏,男女主角落得双双入狱。

After half a year on the investment morgan and \"rat warehouse \", fund managers low performance, use their position to facilitate the disclosure of insider information. Originally wanted to reap the 10 years old \"elder sister\" heart, after some \"coquettish operation\" does not earn but loses, the male and female protagonist both ends up in prison.

2020年1月8日,裁判文书网公布了一则判决信息。1979年出生的吴文哲,为追求1969年出生的候宇洁,在担任上投摩根基金经理期间,向侯宇洁透露内幕消息,使用其母亲证券账户进行关联交易,东窗事发后双双被判入狱。

On 8 January 2020, a judgment information was published by the referee's clerical network. Wu, who was born in 1979 in pursuit of Hou Yujie, who was born in 1969, was both jailed after revealing insider information to him and using his mother's securities account for related transactions while he was a Morgan fund manager.

法院查明,2015年1月9日至2017年1月15日,吴文哲先后担任上投摩根基金管理有限公司“成长先锋基金”“卓越制造基金”的基金经理。任职期间吴文哲使用侯宇洁母亲的证券账户关联交易股票52只,交易金额万元,累计亏损万元。

The court found that from January 9,2015 to January 15,2017, Wu Wenzhe served as the fund manager of the \"growth Pioneer Fund\" and \"Excellence in Manufacturing Fund\" of Shanghai Investment Morgan Fund Management Co., Ltd. During his term of office, Wu Wenzhe used Hou Yujie's mother's securities account related transaction stock 52, the transaction amount ten thousand yuan, the accumulated loss ten thousand yuan.

吴文哲表示成长先锋基金由他个人下单决策,卓越制造基金由他与许俊哲共同管理,他有下单决策权,能实时看到下单持仓情况。在追求侯宇洁的过程中,他谈过自己对股票和大盘的分析。

Mr wu said the growth pioneer fund was his personal decision-making, the excellence manufacturing fund was managed by him and mr xu, and he had the right to make an order decision to see the position in real time. In the pursuit of Hou Yujie, he talked about his analysis of stocks and the market.

2019年1月9日,吴文哲和侯宇洁接到公安机关电话通知后分别到案,但均否认犯罪事实。虽然没有自首,但鉴于如实坦白,法院最终判决吴文哲、侯宇洁两人有期徒刑1年,并处以5万元罚款。

On January 9,2019, Wu Wenzhe and Hou Yujie came to the case separately after receiving a call from the public security organs, but both denied the facts of the crime. Although not surrendered, but in view of the truthful confession, the court finally sentenced Wu Wenzhe, Hou Yujie two people to imprisonment for one year, and imposed a fine of 50,000 yuan.

吴文哲分别于2015年1月9日至2017年1月16日、2015年4月14日至2017年1月16日担任“上投摩根成长先锋”和“上投摩根卓越制造”的基金管理人。前者为混合型基金,其任期回报率为-%,而后者为股票型基金,其任期回报率更是低至-%。在职期间,他所管理的两只基金的回报率远远低于同类型基金及沪深300指数。

Wu served as a fund manager for the \"J.P. Morgan Growth Pioneer\" and \"J.P. Morgan Excellence Manufacturing\" from January 9,2015 to January 16,2017, and April 14,2015 to January 16,2017, respectively. The former is a hybrid fund with a term return of -%, while the latter is a stock fund with a term return of -%. During his tenure, the two funds he managed returned far less than the same type of fund and the Shanghai-Shenzhen 300 index.

上投摩根成立于2004年5月,截至目前,管理基金100只,管理规模高达亿元。除债券型和货币型基金的收益率低于行业平均外,股票型、混合型和QDII普遍高于行业平均水平。

Morgan was founded in may 2004 and has so far managed 100 funds with a management capacity of $100 million. Except that the yield of bond- and money-based funds is lower than the industry average, stock-type, mixed-type and QDII are generally higher than the industry average.

除了吴文哲外,2019年7月9日裁判文书网公布了另一起关联交易的判决,上投摩根行业轮动基金助理桂志强利用内幕消息非法获利万元。后法院判决有期徒刑2年、没收违法所得并罚款310万元。

In addition to Wu Wenzhe, on July 9,2019, the referee's clerical network announced the verdict of another related party transaction, and Gui Zhiqiang, an assistant to the Morgan Industry Rotary Fund, used insider information to illegally profit ten thousand yuan. The court sentenced him to 2 years'imprisonment, confiscated illegal gains and fined 3.1 million yuan.

2007年上投摩根成长先锋原基金经理唐建因内幕交易非法获利150万元,更是引来证监会的关注。唐建最终被辞退,因此上投摩根一度被暂停业务审批。

Tang jian, a former fund manager at morgan growth pioneer in 2007, drew the attention of the sfc because of a 1.5 million yuan profit from insider trading. Mr. tang was eventually fired, so mr. morgan was temporarily suspended.